SIERRA INCOME CORPORATION INVESTMENT PORTFOLIO - AS OF 7/7/2017
Sector Allocation*
Percentage of portfolio for Multi-Sector Holdings = 14.1108% Percentage of portfolio for Services:  Business = 12.1453% Percentage of portfolio for Banking, Finance, Insurance & Real Estate = 7.6433% Percentage of portfolio for Healthcare & Pharmaceuticals = 7.3112% Percentage of portfolio for Retail = 6.0474% Percentage of portfolio for Aerospace & Defense = 5.7579% Percentage of portfolio for Construction & Building = 5.4312% Percentage of portfolio for Environmental Industries = 0.2559% Percentage of portfolio for Containers, Packaging & Glass = 0.4418% Percentage of portfolio for Consumer goods:  Non-durable = 0.5315% Percentage of portfolio for Transportation:  Consumer = 0.6534% Percentage of portfolio for Capital Equipment = 1.0325% Percentage of portfolio for Services:  Consumer = 1.1406% Percentage of portfolio for Telecommunications = 1.3678% Percentage of portfolio for Media:  Broadcasting & Subscription = 1.4437% Percentage of portfolio for Media:  Diversified & Production = 1.6905% Percentage of portfolio for Consumer goods:  Durable = 1.7071% Percentage of portfolio for Metals & Mining = 1.8593% Percentage of portfolio for Chemicals, Plastics & Rubber = 2.7287% Percentage of portfolio for Transportation:  Cargo = 2.8199% Percentage of portfolio for Automotive = 2.8725% Percentage of portfolio for Beverage & Food = 3.0029% Percentage of portfolio for Energy:  Oil & Gas = 3.1754% Percentage of portfolio for Media: Advertising, Printing & Publishing = 4.5255% Percentage of portfolio for Hotel, Gaming & Leisure = 5.0441% Percentage of portfolio for High Tech Industries = 5.2598% Percentage of portfolio for Multi-Sector Holdings = 14.1108% Percentage of portfolio for Services:  Business = 12.1453% Percentage of portfolio for Banking, Finance, Insurance & Real Estate = 7.6433% Percentage of portfolio for Healthcare & Pharmaceuticals = 7.3112% Percentage of portfolio for Environmental Industries = 0.2559% Percentage of portfolio for Containers, Packaging & Glass = 0.4418% Percentage of portfolio for Consumer goods:  Non-durable = 0.5315% Percentage of portfolio for Transportation:  Consumer = 0.6534% Percentage of portfolio for Capital Equipment = 1.0325% Percentage of portfolio for Services:  Consumer = 1.1406% Percentage of portfolio for Telecommunications = 1.3678% Percentage of portfolio for Media:  Broadcasting & Subscription = 1.4437% Percentage of portfolio for Media:  Diversified & Production = 1.6905% Percentage of portfolio for Consumer goods:  Durable = 1.7071% Percentage of portfolio for Metals & Mining = 1.8593% Percentage of portfolio for Chemicals, Plastics & Rubber = 2.7287%
Top 10 Holdings*
(Ranked by Principal Amount Invested)
Sierra Senior Loan Strategy JV I LLC
Survey Sampling International, LLC
Backcountry.com, LLC
Voya CLO 2016-2, LTD.
Aviation Technical Services, Inc.
Ship Supply Acquisition Corporation
IHS Intermediate, Inc.
Oxford Mining Company, LLC
Invision Diversified, LLC
Nation Safe Drivers Holdings, Inc.
 Market SectorsPrincipal Amount% of Total Portfolio
 TOTAL $1,128,887,531 100.00% 
 Multi-Sector Holdings $159,294,846 14.11% #43788A
 Services:  Business $137,106,993 12.15% #1F246E
 Banking, Finance, Insurance & Real Estate $86,284,287 7.64% #17003D
 Healthcare & Pharmaceuticals $82,535,295 7.31% #7A7DA1
 Retail $68,268,146 6.05% #030633
 Aerospace & Defense $65,000,000 5.76% #87D9FF
 Construction & Building $61,311,605 5.43% #805336
 High Tech Industries $59,377,666 5.26% #121A8C
 Hotel, Gaming & Leisure $56,942,623 5.04% #7679A3
 Media: Advertising, Printing & Publishing $51,088,369 4.53% #282F8F
 Energy:  Oil & Gas $35,846,552 3.18% #BCBE7F
 Beverage & Food $33,899,160 3.00% #C97E65
 Automotive $32,427,277 2.87% #0C24C2
 Transportation:  Cargo $31,833,504 2.82% #6D641F
 Chemicals, Plastics & Rubber $30,803,513 2.73% #BA2D47
 Metals & Mining $20,988,977 1.86% #855D31
 Consumer goods:  Durable $19,271,316 1.71% #B57348
 Media:  Diversified & Production $19,083,463 1.69% #90C3D4
 Media:  Broadcasting & Subscription $16,298,236 1.44% #6D6E7F
 Telecommunications $15,441,112 1.37% #714761
 Services:  Consumer $12,876,446 1.14% #A1C37F
 Capital Equipment $11,656,250 1.03% #BA4958
 Transportation:  Consumer $7,375,818 .65% #3597B8
 Consumer goods:  Non-durable $6,000,000 .53% #B8AFA9
 Containers, Packaging & Glass $4,987,187 .44% #7C8C5E
 Environmental Industries $2,888,889 .26% #14A62A
Sectors:
CompanySectorSecurity TypeMaturityInterest Rate***Principal Amount
AAAHI Acquisition CorporationTransportation:  ConsumerSenior Secured First Lien Term Loan 12/15/2021 LIBOR + 7.000%, 1.000% Floor $7,375,818
AAR Intermediate Holdings, LLC - IEnergy:  Oil & GasSenior Secured First Lien Term Loan 9/30/2021 LIBOR + 5.000%, 1.000% Floor $3,144,481
AAR Intermediate Holdings, LLC - IIEnergy:  Oil & GasSenior Secured First Lien Term Loan 9/30/2021 LIBOR + 5.000%, 1.000% Floor $150,935
AAR Intermediate Holdings, LLC - IIIEnergy:  Oil & GasSenior Secured First Lien Term Loan 9/30/2021 LIBOR + 8.000%, 1.000% Floor PIK $6,911,202
AAR Intermediate Holdings, LLC - IVEnergy:  Oil & GasEquity   $7,547
Access Media Holdings, LLCMedia:  Broadcasting & SubscriptionSenior Secured First Lien Term Loan 7/22/2020 5.000%, 5.000% PIK $7,235,519
Access Media Holdings, LLC - IMedia:  Broadcasting & SubscriptionPreferred Equity 7/22/2020 12.000% PIK $2,328,200
Access Media Holdings, LLC - IIMedia:  Broadcasting & SubscriptionCommon Stock 7/22/2020 12.000% PIK $14
Advanced Diagnostic Holdings, LLCHealthcare & PharmaceuticalsSenior Secured Second Lien Term Loan 12/11/2020 LIBOR + 8.750%, 0.875% Floor $14,776,538
Alpha Media LLCMedia:  Broadcasting & SubscriptionSenior Secured First Lien Term Loan 2/25/2022 LIBOR + 6.000%, 1.000% Floor $6,734,503
American Dental Partners, Inc.Healthcare & PharmaceuticalsSenior Secured Second Lien Term Loan 9/25/2023 LIBOR + 8.500%, 1.000% Floor $7,250,000
Amerijet Holdings, Inc.Transportation:  CargoSenior Secured First Lien Term Loan 7/15/2021 LIBOR + 8.000%, 1.000% Floor $15,675,000
AMF Bowling Centers, IncServices:  ConsumerSenior Secured First Lien Term Loan 9/19/2023 LIBOR + 5.000%, 1.000% Floor $6,808,288
AMMC CLO 17, Limited Series 2015-17AMulti-Sector HoldingsSubordinated Note 11/15/2027 18.501% Estimated Yield $5,000,000
Anaren, Inc.Aerospace & DefenseSenior Secured Second Lien Term Loan 8/18/2021 LIBOR + 8.250%, 1.000% Floor $10,000,000
Answers CorporationHigh Tech IndustriesEquity   $389,533
Answers Corporation - IHigh Tech IndustriesSenior Secured First Lien Term Loan 4/15/2021 LIBOR + 5.000%, 1.000% Floor $1,295,006
Answers Corporation - IIHigh Tech IndustriesSenior Secured Second Lien Term Loan 9/15/2021 LIBOR + 4.400%, Cash, 0.100% Cap, 4.500% PIK $2,013,687
APCO Holdings, Inc.Banking, Finance, Insurance & Real EstateSenior Secured First Lien Term Loan 1/31/2022 LIBOR + 6.000%, 1.000% Floor $4,238,057
Apidos CLO XXIV , Series 2016-24AMulti-Sector HoldingsSubordinated Note 7/20/2027 13.808% Estimated Yield $18,357,647
Asurion, LLCBanking, Finance, Insurance & Real EstateSenior Secured Second Lien Term Loan 3/3/2021 LIBOR + 7.500%, 1.000% Floor $7,000,000
Aviation Technical Services, Inc.Aerospace & DefenseSenior Secured Second Lien Term Loan 3/31/2022 LIBOR + 8.500%, 1.000% Floor $25,000,000
Backcountry.com, LLCRetailSenior Secured First Lien Term Loan 6/30/2020 LIBOR + 7.250%, 1.000% Floor $29,300,382
Birch Communications Inc.TelecommunicationsSenior Secured First Lien Term Loan 7/18/2020 LIBOR + 6.750%, 1.000% Floor $13,441,112
Black Angus Steakhouses LLCHotel, Gaming & LeisureSenior Secured First Lien Term Loan 4/24/2020 LIBOR + 9.000%, 1.000% Floor $20,050,223
Brundage-Bone Concrete Pumping, Inc.Construction & BuildingSenior Secured First Lien Note 9/1/2021 10.375% $7,500,000
Capstone Nutrition, Inc. - IHealthcare & PharmaceuticalsSenior Secured First Lien Term Loan 4/28/2019 LIBOR + 12.500%, 1.000% Floor, PIK $19,152,513
Capstone Nutrition, Inc. - IIHealthcare & PharmaceuticalsSenior Secured First Lien Term Loan 4/1/2016 LIBOR + 12.500%, 1.000% Floor, PIK $8,287,276
Capstone Nutrition, Inc. - IIIHealthcare & PharmaceuticalsCommon Stock   $12,765
Charming Charlie Inc.RetailSenior Secured First Lien Term Loan 12/24/2019 LIBOR + 8.000%, 1.000% Floor $7,908,765
Checkers Drive-In Restaurants Inc.Hotel, Gaming & LeisureSenior Secured First Lien Term Loan 4/17/2024 LIBOR + 4.250%, 1.000% Floor $7,000,000
Cornerstone Chemical CompanyChemicals, Plastics & RubberSenior Secured First Lien Note 3/15/2018 9.375% $4,970,000
CP OpCo, LLC - IServices:  ConsumerSenior Secured First Lien Term Loan 3/31/2019 LIBOR + 4.500%, 1.000% Floor $524,360
CP OpCo, LLC - IIServices:  ConsumerSenior Secured First Lien Term Loan 3/31/2019 LIBOR + 4.500%, 1.000% Floor $338,973
CP OpCo, LLC - IIIServices:  ConsumerSenior Secured First Lien Term Loan 3/31/2019 LIBOR + 4.500%, 1.000% Floor $218,483
CP OpCo, LLC - IVServices:  ConsumerSenior Secured First Lien Term Loan 3/31/2019 LIBOR + 6.750%, 1.000% Floor $1,569,095
CP OpCo, LLC - VServices:  ConsumerPreferred Equity LIBOR + 6.750%, 1.000% Floor $205
CP OpCo, LLC - VIServices:  ConsumerEquity   $41
CSP Technologies North America, LLCContainers, Packaging & GlassSenior Secured First Lien Term Loan 1/29/2022 LIBOR + 6.000%, 1.000% Floor $4,987,187
DHISCO Electronic Distribution, Inc. - IHotel, Gaming & LeisureSenior Secured First Lien Term Loan 11/10/2019 LIBOR + 6.500%, 1.500% Floor $2,380,952
DHISCO Electronic Distribution, Inc. - IIHotel, Gaming & LeisureSenior Secured First Lien Term Loan 11/10/2019 LIBOR + 9.000%, 1.500% Floor PIK $8,669,099
DHISCO Electronic Distribution, Inc. - IIIHotel, Gaming & LeisureSenior Secured First Lien Term Loan 11/10/2019 LIBOR + 10.250%, 1.500% Floor PIK $7,465,518
DHISCO Electronic Distribution, Inc. - IVHotel, Gaming & LeisureSenior Secured First Lien Term Loan 11/10/2019 LIBOR + 11.250%, 1.500% Floor PIK $6,971,237
DHISCO Electronic Distribution, Inc. - VHotel, Gaming & LeisureEquity 2/10/2018   $769,231
Drew Marine Partners, LPTransportation:  CargoSenior Secured Second Lien Term Loan 5/19/2021 LIBOR + 7.000%, 1.000% Floor $10,000,000
Dryden 38 Senior Loan Fund, Series 2015-38AMulti-Sector HoldingsSubordinated Note 7/15/2027 16.865% Estimated Yield $7,000,000
Dryden 43 Senior Loan Fund, Series 2016-43AMulti-Sector HoldingsSubordinated Note 7/20/2029 14.828% Estimated Yield $3,620,000
Dryden 49 Senior Loan Fund, Series 2017-49AMulti-Sector HoldingsSubordinated Note 7/18/2030 16.175% Estimated Yield $17,233,288
Dynamic Energy Services International LLCEnergy:  Oil & GasSenior Secured First Lien Term Loan 6/8/2018 LIBOR + 8.500%, 1.000% Floor $9,263,439
Elite Comfort Solutions LLCChemicals, Plastics & RubberSenior Secured First Lien Term Loan 1/15/2021 LIBOR + 7.500%, 1.000% Floor $8,690,875
First Boston Construction Holdings, LLC - IBanking, Finance, Insurance & Real EstateSenior Secured First Lien Note 12/31/2020 12.000% $6,585,000
First Boston Construction Holdings, LLC - IIBanking, Finance, Insurance & Real EstatePreferred Equity   $1,646,250
FKI Security Group, LLCCapital EquipmentSenior Secured First Lien Term Loan 3/30/2020 LIBOR + 8.500%, 1.000% Floor $11,656,250
Friedrich Holdings, Inc.Construction & BuildingSenior Secured First Lien Term Loan 2/7/2023 LIBOR + 7.000%, 1.000% Floor $13,806,751
Frontier Communications CorporationTelecommunicationsSenior Secured First Lien Note 9/15/2022 10.250% $2,000,000
Genex Holdings, Inc.Banking, Finance, Insurance & Real EstateSenior Secured Second Lien Term Loan 5/30/2022 LIBOR + 7.750%, 1.000% Floor $9,500,000
Genex Services, Inc.Banking, Finance, Insurance & Real EstateSenior Secured First Lien Term Loan 5/28/2021 LIBOR + 4.250%, 1.000% Floor $4,174,118
GK Holdings, Inc.Services:  BusinessSenior Secured Second Lien Term Loan 1/30/2022 LIBOR + 10.250%, 1.000% Floor $10,000,000
Green Field Energy Services, Inc. - IEnergy:  Oil & GasSenior Secured Second Lien Note 11/15/2016 13.000% $766,615
Green Field Energy Services, Inc. - IIEnergy:  Oil & GasEquity   $709
GTCR Valor Companies, Inc.Media:  Diversified & ProductionSenior Secured First Lien Term Loan 6/16/2023 LIBOR + 6.000%, 1.000% Floor $4,131,262
Harbortouch Payments, LLCBanking, Finance, Insurance & Real EstateSenior Secured First Lien Term Loan 10/13/2023 LIBOR + 4.750%, 1.000% Floor $4,987,500
HBC Holdings LLCConsumer goods:  DurableSenior Secured First Lien Term Loan 3/30/2020 LIBOR + 6.500%, 1.000% Floor $12,712,500
Heligear Acquisition Co.Aerospace & DefenseSenior Secured First Lien Note 10/7/2019 10.250% $15,000,000
High Ridge Brands Co.Consumer goods:  Non-durableSenior Secured First Lien Note 3/15/2025 8.875% $2,000,000
Holland Acquisition Corp.Energy:  Oil & GasSenior Secured First Lien Term Loan 5/29/2018 LIBOR + 9.000%, 1.000% Floor $4,515,605
Hylan Datacom & Electrical LLCConstruction & BuildingSenior Secured First Lien Term Loan 7/25/2021 LIBOR + 7.500%, 1.000% Floor $15,456,298
Ignite Restaurant Group, Inc.RetailSenior Secured First Lien Term Loan 2/13/2019 LIBOR + 7.000%, 1.000% Floor $8,364,050
IHS Intermediate, Inc.Services:  BusinessSenior Secured Second Lien Term Loan 7/20/2022 LIBOR + 8.250%, 1.000% Floor $25,000,000
Imagine! Print Solutions, LLCMedia: Advertising, Printing & PublishingSenior Secured Second Lien Term Loan 6/21/2023 LIBOR + 8.750%, 1.000% Floor $8,950,000
Impact Sales, LLCServices:  BusinessSenior Secured First Lien Term Loan 12/30/2021 LIBOR + 7.000%, 1.000% Floor $4,878,369
Interface Security Systems, Inc.Services:  ConsumerSenior Secured First Lien Note 1/15/2018 9.250% $3,417,000
Invision Diversified, LLCServices:  BusinessSenior Secured First Lien Term Loan 6/30/2020 LIBOR + 8.500%, 1.000% Floor $24,022,685
IOP Monroe Acquisition, Inc.Transportation:  CargoSenior Secured First Lien Term Loan 4/1/2022 LIBOR + 5.500%, 1.000% Floor $3,500,000
Isola USA Corp.High Tech IndustriesSenior Secured First Lien Term Loan 11/29/2018 LIBOR + 8.250%, 1.000% Floor $5,418,190
Jordan Reses Supply Company, LLCHealthcare & PharmaceuticalsSenior Secured Second Lien Term Loan 4/24/2020 LIBOR + 11.000%, 1.000% Floor $5,000,000
Keystone Acquisition Corp.Healthcare & PharmaceuticalsSenior Secured Second Lien Term Loan 5/1/2025 LIBOR + 9.250%, 1.000% Floor $7,000,000
KMG Chemicals, Inc.Chemicals, Plastics & RubberSenior Secured First Lien Term Loan 6/15/2024 LIBOR + 4.250%, 1.000% Floor $3,950,000
L&S Plumbing Partnership, Ltd.Construction & BuildingSenior Secured First Lien Term Loan 2/15/2022 LIBOR + 8.500%, 1.000% Floor $12,031,250
Liquidnet Holdings, Inc.Banking, Finance, Insurance & Real EstateSenior Secured First Lien Term Loan 5/22/2019 LIBOR + 6.750%, 1.000% Floor $5,950,000
Livingston International, Inc.Transportation:  CargoSenior Secured Second Lien Term Loan 4/17/2020 LIBOR + 7.750%, 1.250% Floor $2,658,504
Loar Group Inc.Aerospace & DefenseSenior Secured Second Lien Term Loan 7/12/2022 LIBOR + 9.250%, 1.000% Floor $15,000,000
LSF9 Atlantis Holdings, LLCRetailSenior Secured First Lien Term Loan 1/15/2021 LIBOR + 9.000%, 1.000% Floor $10,000,000
LTCG Holdings Corp.Banking, Finance, Insurance & Real EstateSenior Secured First Lien Term Loan 6/6/2020 LIBOR + 5.000%, 1.000% Floor $2,838,571
Magnetite XIX, LimitedMulti-Sector HoldingsPreferred Equity   $12,250,000
MCM Capital Office Park Holdings LLCBanking, Finance, Insurance & Real EstateEquity   $7,188,312
MHS Holdings Inc.Services:  BusinessSenior Secured First Lien Term Loan 4/26/2024 LIBOR + 5.000%, 1.000% Floor $3,000,000
MND Holdings III Corp.Consumer goods:  DurableSenior Secured First Lien Term Loan 6/19/2024 LIBOR + 4.500%, 1.000% Floor $1,900,000
Nathan's Famous, Inc.Beverage & FoodSenior Secured First Lien Note 3/15/2020 10.000% $7,000,000
Nation Safe Drivers Holdings, Inc.Banking, Finance, Insurance & Real EstateSenior Secured Second Lien Term Loan 9/29/2020 LIBOR + 8.000%, 2.000% Floor $20,676,479
New Media Holdings II LLCMedia: Advertising, Printing & PublishingSenior Secured First Lien Term Loan 6/4/2020 LIBOR + 6.250%, 1.000% Floor $17,951,860
Nomida, LLC - IConstruction & BuildingSenior Secured First Lien Term Loan 12/1/2020   $8,100,000
Nomida, LLC - IIConstruction & BuildingEquity   $54,000
Novetta Solutions LLCHigh Tech IndustriesSenior Secured Second Lien Term Loan 10/16/2023 LIBOR + 8.500%, 1.000% Floor $11,000,000
Nuspire NetworksHigh Tech IndustriesSenior Secured First Lien Term Loan 11/7/2022 LIBOR + 6.500%, 1.000% Floor $6,310,000
Omnitracs, Inc.High Tech IndustriesSenior Secured Second Lien Term Loan 5/25/2021 LIBOR + 7.750%, 1.000% Floor $7,000,000
Oxford Mining Company, LLCMetals & MiningSenior Secured First Lien Term Loan 12/31/2018 LIBOR + 8.500%, 0.750% Floor, 3.000% PIK $20,988,977
Path Medical, LLC - IHealthcare & PharmaceuticalsSenior Secured First Lien Term Loan 10/11/2021 LIBOR + 9.500%, 1.000% Floor $11,537,362
Path Medical, LLC - IIHealthcare & PharmaceuticalsSenior Secured First Lien Term Loan 10/11/2021 LIBOR + 9.500%, 1.000% Floor $3,688,375
Path Medical, LLC - IIIHealthcare & PharmaceuticalsWarrants 1/11/2027   $36,717
Payless Inc.RetailSenior Secured Second Lien Term Loan 3/11/2022 LIBOR + 7.500%, 1.000% Floor $6,000,000
Petco Animal Supplies, Inc.RetailSenior Secured First Lien Term Loan 1/26/2023 LIBOR + 3.250%, 1.000% Floor $1,994,949
PetroChoice Holdings, Inc.Chemicals, Plastics & RubberSenior Secured Second Lien Term Loan 9/3/2023 LIBOR + 8.750%, 1.000% Floor $9,000,000
Preferred Proppants, LLCEnergy:  Oil & GasSenior Secured First Lien Term Loan 7/27/2020 LIBOR + 5.750%, 1.000% Floor $3,959,288
Press Ganey HoldingsHigh Tech IndustriesSenior Secured Second Lien Term Loan 10/21/2024 LIBOR + 7.250%, 1.000% Floor $6,500,000
PT Network, LLCHealthcare & PharmaceuticalsSenior Secured First Lien Term Loan 11/30/2021 LIBOR + 7.500%, 1.000% Floor $5,793,750
Reddy Ice CorporationBeverage & FoodSenior Secured Second Lien Term Loan 11/1/2019 LIBOR + 9.500%, 1.250% Floor $2,000,000
Research Now Group Inc.Services:  BusinessSenior Secured Second Lien Term Loan 3/18/2022 LIBOR + 8.750%, 1.000% Floor $15,000,000
Resolute Investment Managers, Inc.Banking, Finance, Insurance & Real EstateSenior Secured Second Lien Term Loan 4/30/2023 LIBOR + 8.750%, 1.000% Floor $6,000,000
Response Team Holdings, LLC - IConstruction & BuildingPreferred Equity 3/28/2019 12.000% PIK $4,105,899
Response Team Holdings, LLC - IIConstruction & BuildingWarrants 3/28/2019   $257,407
Rhombus Cinema Holdings, LP - IMedia:  Diversified & ProductionPreferred Equity 3/22/2021 10.000% PIK $7,449,038
Rhombus Cinema Holdings, LP - IIMedia:  Diversified & ProductionCommon Stock   $3,163
SavATree, LLCEnvironmental IndustriesSenior Secured First Lien Term Loan 6/2/2022 LIBOR + 5.250%, 1.000% Floor $2,888,889
Ship Supply Acquisition CorporationServices:  BusinessSenior Secured First Lien Term Loan 7/31/2020 LIBOR + 8.000%, 1.000% Floor $22,812,500
Sierra Senior Loan Strategy JV I LLCMulti-Sector HoldingsEquity   $72,991,250
Simplified Logistics, LLCServices:  BusinessSenior Secured First Lien Term Loan 2/28/2022 LIBOR + 6.500%, 1.000% Floor $7,481,250
Sizzling Platter, LLCBeverage & FoodSenior Secured First Lien Term Loan 4/29/2020 LIBOR + 7.500%, 1.000% Floor $15,000,000
Smart Financial Operations, LLC - IRetailSenior Secured First Lien Term Loan 11/21/2021 LIBOR + 10.000%, 1.000% Floor $3,700,000
Smart Financial Operations, LLC - IIRetailEquity   $1,000,000
Southwest Dealer Services, Inc.AutomotiveSenior Secured First Lien Term Loan 5/31/2022 LIBOR + 6.000%, 1.000% Floor $4,900,000
SRS Software, LLCHigh Tech IndustriesSenior Secured First Lien Term Loan 2/17/2022 LIBOR + 7.000%, 1.000% Floor $19,451,250
Survey Sampling International, LLCMedia: Advertising, Printing & PublishingSenior Secured Second Lien Term Loan 12/16/2021 LIBOR + 9.000%, 1.000% Floor $24,000,000
Techniplas, LLCAutomotiveSenior Secured First Lien Note 5/1/2020 10.000% $6,000,000
The Garretson Resolution Group, Inc.Services:  BusinessSenior Secured First Lien Term Loan 5/22/2021 LIBOR + 6.500%, 1.000% Floor $9,500,000
Touchtunes Interactive Networks, Inc.Media:  Diversified & ProductionSenior Secured Second Lien Term Loan 5/27/2022 LIBOR + 8.250%, 1.000% Floor $7,500,000
Transocean Phoenix 2 LtdEnergy:  Oil & GasSenior Secured First Lien Note 10/15/2024 7.750% $7,125,000
TravelCLICK, Inc.Hotel, Gaming & LeisureSenior Secured Second Lien Term Loan 11/6/2021 LIBOR + 7.750%, 1.000% Floor $3,636,364
Truco Enterprises, LPBeverage & FoodSenior Secured First Lien Term Loan 4/26/2021 LIBOR + 7.220%, 1.000% Floor $9,899,160
True Religion Apparel, Inc.Consumer goods:  Non-durableSenior Secured Second Lien Term Loan 1/30/2020 LIBOR + 10.000%, 1.000% Floor $4,000,000
TwentyEighty, Inc. - IServices:  BusinessSenior Secured First Lien Term Loan 3/31/2020 LIBOR + 3.500%, 1.000% Floor, 4.500% PIK $6,465,234
TwentyEighty, Inc. - IIServices:  BusinessSenior Secured First Lien Term Loan 3/31/2020 1.000%, 7.000% PIK $5,860,573
TwentyEighty, Inc. - IIIServices:  BusinessSenior Secured First Lien Term Loan 3/31/2020 0.250%, 8.750% PIK $3,028,284
TwentyEighty, Inc. - IVServices:  BusinessSenior Secured First Lien Term Loan 3/31/2020 LIBOR + 8.000%, 1.000% Floor $58,098
U.S. Auto Sales Inc.Banking, Finance, Insurance & Real EstateSenior Secured Second Lien Term Loan 6/8/2020 LIBOR + 10.500%, 1.000% Floor $5,500,000
U.S. Well Services, LLCEnergy:  Oil & GasWarrants 2/15/2019   $1,731
Valence Surface Technologies, Inc.Chemicals, Plastics & RubberSenior Secured First Lien Term Loan 6/13/2019 LIBOR + 5.500%, 1.000% Floor $4,192,638
Velocity Pooling Vehicle, LLCAutomotiveSenior Secured Second Lien Term Loan 5/13/2022 LIBOR + 7.250%, 1.000% Floor $20,625,000
Verso CorporationMedia: Advertising, Printing & PublishingEquity   $186,509
Voya CLO 2016-2, LTD.Multi-Sector HoldingsSubordinated Note 7/19/2028 13.455% Estimated Yield $22,842,661
Watermill-QMC Midco, Inc.AutomotiveEquity   $902,277
Z Gallerie LLCConsumer goods:  DurableSenior Secured First Lien Term Loan 10/8/2020 LIBOR + 6.500%, 1.000% Floor $4,658,816